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Elements Of Investment Club Code Of Conduct

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INVESTMENT CLUB
INTRODUCTION TO INVESTMENT CLUBS:
It is important to first understand the basic elements of an investment club before being able to evaluate whether the actions taken by an investment club are ethical or not.
An investment club can be defined as a group of people who have joined up with the aim of creating wealth by investing in the stock markets. (Brown, 2017). There are certain requirements that need to be fulfilled when a new investment club is established and many steps that need to be followed to get the investment club up and running. Some of these steps include drafting an invitation for members to join the investment club, holding an introductory meeting, recruiting members, establishing a club size and contribution …show more content…

This founding document can also be referred to as the constitution of the investment club. In this document, the objectives, term of reference, membership requirements, investment strategy, and more is discussed in detail. (How to Start and Manage An Investor Club / Stokvel, 2017).
A code of Conduct should be included within the “Investment Club Constitution” as this provides a guideline as to how members should handle certain situations. However, the content of the investment club’s code of conduct is entirely dependent on the investment club themselves as they can create their own rules and regulations. (How to Start and Manage An Investor Club / Stokvel, 2017). When it comes to insider trading, it can be said that by abiding to any laws concerning this matter, any actions will be considered ethical and is highly unlikely to be contravening any clauses within a code of conduct.
The treatment of members which do choose to go against policies and rules of the investment club is different in each investment club and has no set procedure which is used by all …show more content…

This is an unfair advantage and would result in serious action being taken against the members of the investment club, such as fines or penalties. Not sure if you want to include anything about theories?

BIBLIOGRAPHY
Brown, S. (2017). Why not start an investment club?. [online] Fin24. Available at: http://www.fin24.com/Finweek/Investment/Why-not-start-an-investment-club-20151005 [Accessed 23 Mar. 2017].
An introduction to investment clubs. (2017). 1st ed. [ebook] pp.1-60. Available at: http://www.psg.co.za/files/wealth/forms/investment-club-brochure-psg-wealth-interactive.pdf [Accessed 23 Mar. 2017].
How to Start and Manage An Investor Club / Stokvel. (2017). 1st ed. [ebook] pp.1-8. Available at: http://www.etfsa.co.za/docs/investor_club_stokvel_howtostart_march2014.pdf [Accessed 23 Mar. 2017].
Stokes, G. (2010). A long list of insider trading investigations. [online] Fanews.co.za. Available at: https://www.fanews.co.za/article/compliance-regulatory/2/fsb-financial-services-board/1059/a-long-list-of-insider-trading-investigations/7614 [Accessed 23 Mar.

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